Investment Management business within the Wealth & Private Banking segment of the Personal Banking Group. It will support and assist the Head of Middle Office for Investment Management in ensuring internal and external client deliverables are consistently met. Primary focus will be on trade flow management and control, on boarding of portfolios, funds, custodians, brokers, fund administrators and Fund financials coordination.
Perform a diverse range of middle office responsibilities with primary focus on trade flow management and control, on boarding of portfolios, funds, custodians, brokers, fund administrators and Fund financials coordination.
Responsible for onboarding client portfolios as well as mutual fund structures (UCITS and regionally domiciled) to the Investment Management unit of FAB.
Reviewing IMA, investment guidelines, fee schedules, open accounts in the portfolio management system and code compliance rules & investment guidelines.
Onboarding of portfolios and funds with the custodian and establishing market access with brokers and clearing houses.
Completing and reviewing broker account documentations, liaising with legal as well as setting up broker accounts in Portfolio management & Trading system
Covering third party relationship including review and negotiating of SLA/Engagement letters, service reviews, counterparty performance management and billing
Handling of IPO subscription process for client portfolios & Funds.
8+ years’ work experience within investment management, banking or other financial institution.
Minimum of 6+ years working within a trading/market operations environment within investment management, mutual funds, hedge funds or fund administration.
Working knowledge of Portfolio valuation and Fund Net Asset Value Calculations
Working knowledge of IMA/prospectus reviews and coding investment guidelines
Sound knowledge of end to end workflow and life cycle of financial instruments including equities, fixed income, Repos, FX and Exchange traded and OTC derivatives.
Working knowledge of Portfolio management systems like AIM, TAP, Advent and data vendors like Bloomberg, Reuters etc
Banking Financial Services Investment Banking
General Business Finance