• at least 10 years in a relevant compliance/regulatory environment
• sound know-how of the private wealth management business and products and the applicable HKMA / SFC rules and regulations.
• good communication and interpersonal skills, and have the ability to think out of the box
• able to critically, assess and challenge documentation with an independent mindset
• reliable, resilient and capable of independently dealing with business desk heads and key stakeholders (challenging situations and conversations don’t scare you)
• fluent in English
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That’s what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?